0001437749-15-009727.txt : 20150511 0001437749-15-009727.hdr.sgml : 20150511 20150511170037 ACCESSION NUMBER: 0001437749-15-009727 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Credit Corp CENTRAL INDEX KEY: 0001559909 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87717 FILM NUMBER: 15851603 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 BUSINESS PHONE: 212-906-3500 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 jolson20150507_sc13g.htm SCHEDULE 13G jolson20150507_sc13g.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

____________

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

Harvest Capital Credit Corporation

(Name of Issuer)

 

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

 

41753F 109

(CUSIP Number)

 

 

December 31, 2013; December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which the Schedule is filed:

 

[   ] Rule 13d-1(b)

 

[   ] Rule 13d-1(c)

 

[X] Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 
 

 

 

   CUSIP No. 41753F 109

 

SCHEDULE 13G

 

   Page 1 of 6

 

 

1.

NAMES OF REPORTING PERSONS

 

Joseph A. Jolson

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [   ]

(b) [   ]

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

336,587

6.

SHARED VOTING POWER

 

35,768

7.

SOLE DISPOSITIVE POWER

 

336,587

8.

SHARED DISPOSITIVE POWER

 

35,768

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

372,355

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*

[   ]

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

6.0%

12.

TYPE OF REPORTING PERSON*

 

IN

 

 
 
 

 

 

   CUSIP No. 41753F 109

SCHEDULE 13G

 

   Page 2 of 6

 

     

Item 1(a).

Name of Issuer:

 

 

Harvest Capital Credit Corporation

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

 

767 Third Avenue, 25th Floor

New York, NY

 

Item 2(b).

Name of Person Filing:

 

 

Joseph A. Jolson

 

Item 2(b). 

Address of Principal Business Office:

 

 

600 Montgomery Street, Suite 1100

San Francisco, CA 94111

 

Item 2(c).  Citizenship:
   
  United States of America
   
Item 2(d).

Title of Class of Securities

 

  Common Stock, par value $0.001 per share
   
Item 2(e). CUSIP Number:
   
  41753F 109
 

Item 3.

If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

Not Applicable

 

 
 
 

 

 

   CUSIP No. 41753F 109

SCHEDULE 13G

 

   Page 3 of 6

 

 

Item 4.

Ownership

 

As of May 7, 2015:  

 

 

 

a.

Amount beneficially owned: 372,355 shares (a)

 

b.

Percent of class: 6.0%

   

c.

Number of shares to which the person has:

 

(i)

Sole power to vote or to direct the vote: 336,587 shares (a)

 

(ii)

Shared power to vote or to direct the vote: 35,768 shares (a)

 

(iii)

Sole power to dispose or to direct the disposition of: 336,587 shares (a)

 

(iv)

Shared power to dispose or to direct the disposition of: 35,768 shares (a)


Item 5.

Ownership of Five Percent or Less of Class

 

 

  Not applicable.
   
Item 6. Ownership of More Than 5 Percent on Behalf of Another Person
   

 

Not applicable.

   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   
  Not applicable.
   
Item 8. Identification and Classification of Members of the Group
   
  Not applicable.
   
Item 9. Notice of Dissolution of Group
   
  Not applicable.
   
Item 10. Certification
   
  Not applicable.

 

 

Notes:

 

 

(a)

The total number of shares reported includes 326,587 shares owned by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee; 35,768 shares owned by The Jolson Family Foundation, of which foundation Mr. Jolson is President and Treasurer and over which shares Mr. Jolson has voting and investment power, but no pecuniary interest; and 10,000 shares owned by Mr. Jolson's daughter and over which shares Mr. Jolson has voting and investment power, but no pecuniary interest.

 

 
 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

DATED: May 11, 2015

 

 

 

 

 

By:

/s/ Joseph A. Jolson

 

 

 

Name: Joseph A. Jolson